NISM Series II B: Registrars and Transfer Agents (Mutual Fund) Certification Examination
To improve the quality of investor service, operational process efficiency, and risk controls, the NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Fund Certification Examination aims to establish a common minimum knowledge benchmark for individuals working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function. The basics of securities and securities markets, as well as the role and responsibilities of RTAs in the mutual fund issuance and transaction process and the regulatory framework in which they operate in India, are all covered in this examination.
It gives a summary of the main components of the Indian securities markets as well as the roles that RTAs play in the issuance of corporate and mutual fund securities. The purpose of this course is to help candidates get ready for the Registrars to an Issue and Share Transfer Agents-Mutual Fund Certification Examination administered by the National Institute of Securities Markets (NISM). NISM-Series-II-B: Mutual Fund Registrars and Share Transfer Agents improves the quality of investor service, operational process efficiency, and risk controls, Certification Examinations establish a common minimum knowledge benchmark for individuals working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function.
In order to improve investor service quality, operational process efficiency, and risk controls, Registrars to an Issue and Share Transfer Agents - Mutual Funds aims to establish a common minimum knowledge benchmark for individuals working in Registrars to an Issue and Share Transfer Agents (R&T Agent) for organizations in the mutual fund Segment. It also seeks to improve investor services and the caliber of sales and distribution.
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