NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Examination

NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Examination

Description

NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Examination

This paper is intended for someone who likes to Deal, Interact, Collect & Process data. Dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc. A huge, great and safe career prospective.  In order to improve investor service quality, operational process efficiency, and risk controls, the exam aims to provide a standard minimum knowledge baseline for individuals working in Registrars to Issue and Share Transfer Agents (R&T agent) firms in the corporate R&T function.

  1. After completing the test, the candidate ought to be familiar with the fundamentals of stocks and the securities markets.
  2. Recognize the general roles and responsibilities of RTAs in the issue and transaction process of corporate securities.
  3. Understand the Indian regulatory framework within which RTAs operate.

Highlight

The NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Exam is required of candidates who work for Registrars to an Issue and Share Transfer Agents (R&T agents) in the corporate R&T function. Those who work for R&T agents in the corporate R&T function are eligible to take this exam. The primary objective of this exam is to establish a minimal requirement for applicants. In order to improve higher quality capitalist service, operational method potency, and risk controls, the examination aims to establish a standard minimum information benchmark for individuals working in Registrars to a problem and Share Transfer Agents (R&T agent) organizations within the company R&T performs.

Sample Paper

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Set 1

No of Questions : 25

Time : 25 Minutes

Set 2

No of Questions : 25

Time : 25 Minutes

Set 3

No of Questions : 25

Time : 25 Minutes

Set 4

No of Questions : 25

Time : 25 Minutes

Set 5

No of Questions : 25

Time : 25 Minutes

Set 6

No of Questions : 25

Time : 25 Minutes

Set 7

No of Questions : 25

Time : 25 Minutes

Set 8

No of Questions : 50

Time : 50 Minutes

Set 9

No of Questions : 50

Time : 50 Minutes

Set 10

No of Questions : 50

Time : 50 Minutes

Set 11

No of Questions : 50

Time : 50 Minutes

Set 12

No of Questions : 50

Time : 50 Minutes

Set 13

No of Questions : 50

Time : 50 Minutes

Set 14

No of Questions : 75

Time : 75 Minutes

Set 15

No of Questions : 75

Time : 75 Minutes

Set 16

No of Questions : 75

Time : 75 Minutes

Set 17

No of Questions : 75

Time : 75 Minutes

Set 18

No of Questions : 100

Time : 100 Minutes

Set 19

No of Questions : 100

Time : 100 Minutes

Set 20

No of Questions : 100

Time : 100 Minutes

Objective

The aim is to provide a standard minimum knowledge for individuals employed as Registrars to an Issue and Share Transfer Agents (R&T Agent) by organizations that carry out the following tasks for listed companies:

1. Handling/Conversing with Investors/Issuers

2. Handling/Selecting/Processing Application Forms from Candidates

3. Dealing with concerns related to the following:

                 a. Business Decisions

                 b. Refunds

                 c. Redemptions

                 d. Repurchase of Securities

4. Managing investor grievances

5. Overseeing internal control and risk management

6. Adhering to securities laws

7. Overseeing all actions carried out in accordance with the SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993