NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

Description

For all affiliated individuals registered as investment advisers and representatives of investment advisers under the SEBI (Investment Advisers) Regulations, 2013 and providing investment advice services, the NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination is a crucial examination. According to Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013, an associated person must pass both levels of the Investment Adviser Certification Examination (NISM-Series-X-A and NISM-Series-X-B). The regulatory environment, financial planning, investment products, risk management, and client management are just a few of the many subjects linked to investment advising services that are covered in the certification.

NISM Series-X-B: Investment Adviser (Level 2) is conducted by the National Institute of Securities Markets (NISM) in India. Financial planners, distributors of mutual funds, and other financial professionals that offer investment advising services to clients are required to hold this credential.

Highlight

With reference to the SEBI (Investment Advisers) Regulations, 2013 and those providing investment advisory services, the aim of this exam is to establish a standard minimum knowledge benchmark for all associated individual investment advisers, principal officers of non-individual investment advisers, and individuals associated with investment advice. The exam addresses subjects pertaining to the following:

  • Aware of the Features of the subsequent:
    • Planning for Insurance and Insurance Products
    • Risk Control Tax Implications for Various Financial Securities
    • Functions of Behavioral Finance
    • Using Risk Profiling to Give Financial Advice
  • Understand the following:
    • Features of Different Retirement Products
    • Investment Advisors' Function in Retirement Planning
    • Planning is important for estates
    • The Use of Tools for Estate Planning

Sample Paper

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Set 1

No of Questions : 25

Time : 25 Minutes

Set 2

No of Questions : 25

Time : 25 Minutes

Set 3

No of Questions : 50

Time : 50 Minutes

Set 4

No of Questions : 75

Time : 75 Minutes

Set 5

No of Questions : 100

Time : 100 Minutes

Objective

  • Understand household financial planning in order to apply the planning concepts covered in the Level 1 Certification Exam.
  • Recognize the relevance of asset allocation and the effects of market movement on asset performance. Gain an understanding of the structure and operation of the securities markets.
  • Understand the practical aspects of building a portfolio, choosing products, reviewing them, and rebalancing them depending on client needs.
  • Understand the operational, service, and compliance components of investment advice.
  • Gain a comprehensive understanding of the securities market and the activities that occur within it.
  • Financial experts looking for a proven, generally secure method to consistently increase their wealth.