Description
This exam provides a fundamental understanding of the many facets of capital market operation, the procedures involved in the many roles played by registered merchant bankers, and the regulatory framework within which they operate. The NISM Series-IX: Merchant Banking Certification Examination is specifically designed to help students grasp the fundamentals of merchant banking in India as well as the regulatory framework established by SEBI to oversee merchant bankers' operations in the country. It also helps students understand the laws, rules, and legal framework necessary to carry out various merchant banking operations.
- Understand the fundamentals of Indian merchant banking.
- Recognize how merchant bankers operate with regard to the issue management process, the purchase of significant equity shares, the buyback of equity shares, and the delisting of shares.
- Understand the Indian regulatory framework in which merchant bankers operate.
Highlight
- The aim of the test is to make it easier to comprehend the different rules that apply to the merchant banking industry.
- The exam also involves knowledge competencies linked to comprehending Indian financial system and the significance of the various laws and norms that control the country's securities industry.
- Additionally, the exam will aim to verify that candidates have a fundamental awareness of the various facets of capital market operations, the procedures involved in performing various tasks for registered merchant bankers, and the regulatory framework in which they operate.
- For anyone working in the initial public offering (IPO) sector, including SEBI-registered merchant bankers, passing the NISM Series IX certification exam is essential.
Sample Paper
Set 1
No of Questions : 25
Time : 25 Minutes
Set 2
No of Questions : 25
Time : 25 Minutes
Set 3
No of Questions : 25
Time : 25 Minutes
Set 4
No of Questions : 25
Time : 25 Minutes
Set 5
No of Questions : 25
Time : 25 Minutes
Set 6
No of Questions : 25
Time : 25 Minutes
Set 7
No of Questions : 50
Time : 50 Minutes
Set 8
No of Questions : 50
Time : 50 Minutes
Set 9
No of Questions : 50
Time : 50 Minutes
Set 10
No of Questions : 50
Time : 50 Minutes
Set 11
No of Questions : 50
Time : 50 Minutes
Set 12
No of Questions : 50
Time : 50 Minutes
Set 13
No of Questions : 75
Time : 75 Minutes
Set 14
No of Questions : 75
Time : 75 Minutes
Set 15
No of Questions : 75
Time : 75 Minutes
Set 16
No of Questions : 75
Time : 75 Minutes
Set 17
No of Questions : 100
Time : 100 Minutes
Set 18
No of Questions : 100
Time : 100 Minutes
Set 19
No of Questions : 100
Time : 100 Minutes
Objective
The goal of NISM Series-IX: Merchant Banking Certification Examination is to establish a standard minimum knowledge requirement for staff members who work with SEBI-registered merchant bankers and carry out a variety of SEBI-regulated tasks, including those connected to IPOs, FPOs, open offers, buybacks, delisting, and other related activities.
- The clients, issuers, and investors of intermediaries
- Funds or assets owned by clients or investors
- Resolving complaints from investors
- Risk management or internal control
- Actions that impact the risk of operations
- Keep any documents and books relevant to the aforementioned activities.
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